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Section 7 · Learn · Vector search

HNSW and approximate nearest neighbour search

A graph index that finds near-neighbours in a vector space quickly by walking a hierarchy of links, trading exactness for speed.

A graph index that finds near-neighbours in a vector space quickly by walking a hierarchy of links, trading exactness for speed.

What it is

HNSW builds a layered graph where each vector links to its neighbours. Search enters at a sparse top layer, greedily walks toward the query, then descends to denser layers to refine.

Why it is needed

Exact nearest-neighbour search compares the query to every vector. At 51,310 chunks that is tolerable; at ten million it is not. HNSW turns a linear scan into a graph walk.

How it works

Two knobs matter. m is how many links each node keeps, fixed at build time. ef_search is how many candidates the search keeps in flight, set per query — larger means more of the graph explored, better recall, more time.

Formula

recall@k = |ANN top-k  n  exact top-k| / k

Measured on this corpus, unrestricted:
  ef_search=40   -> 0.850
  ef_search=100  -> 0.942
  ef_search=200  -> 0.967
  ef_search=800  -> 0.975
m
links per node, fixed at build; higher is better recall and a larger index
ef_construction
candidate list size while building; higher is a better graph and a slower build
ef_search
candidate list size while querying; the runtime recall/latency dial

In this project

Built in PostgreSQL via pgvector 0.8.6 with m=16, ef_construction=64. On the real corpus the index builds in about 8 seconds. Measured here: at the default ef_search=40 an unrestricted role recovers 0.850 of what exact search returns — approximate means approximate, and 15% is lost before access control is even involved.

Trade-offs

Advantages

  • Sub-linear search
  • ef_search tunable per query without rebuilding
  • Well supported in pgvector

Limitations

  • Approximate by construction — recall is never 1.0 at practical settings
  • Build is not deterministic, so figures move between runs
  • Index is roughly twice the size of the raw vectors

Common mistakes

  • Assuming ANN results equal exact results
  • Benchmarking at ef_search=40 and reporting it as retrieval quality
  • Filtering after the index has already chosen — see ANN post-filtering

When to use it

Reach for it when

  • Corpora large enough that exact scan is too slow

Avoid it when

  • Small corpora where exact search is fast and exactly right

How it interacts with the rest of the system

Embeddings and dense retrievalANN post-filtering under access controlPostgreSQL Row-Level SecurityPartitioning by tenant

← All topics

ABS Abstention

Abstention (correct)

What it measures

Proportion of genuinely unanswerable queries the system correctly declines.

Formula

Abst = |{ q in U : system declined }| / |U|
U
the unanswerable subset of the query set
declined
the abstention gate fired rather than an answer being produced

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

abstention_correct()

Arrives in Phase 4.

What can go wrong

Related — Abstention family

faithfulness · recall_at_10

GRD Grounding

Answer correctness

What it measures

Agreement with the reference answer, judged against a published rubric.

Formula

correctness = judge(answer, reference) in {0, 1}
reference
the golden set answer, model-drafted and partially human-verified

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

answer_correctness()

Arrives in Phase 4.

What can go wrong

Related — Grounding family

answer_relevance · faithfulness

GRD Grounding

Answer relevance

What it measures

Whether the answer addresses the question that was actually asked.

Formula

relevance = judge(answer, question) in {0, 1}
judge
LLM against a published rubric; the model reference is pinned per run

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

answer_relevance()

Arrives in Phase 4.

What can go wrong

Related — Grounding family

answer_correctness

GRD Grounding

Citation accuracy

What it measures

Proportion of citations that resolve to a chunk actually supporting the cited claim.

Formula

A = |{ citations resolving to a supporting chunk }| / |citations|
resolve
the cited chunk id exists in the index for this run
supporting
string containment first; LLM judge only where containment fails

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

citation_accuracy()

Arrives in Phase 2.

What can go wrong

Related — Grounding family

citation_coverage · faithfulness

GRD Grounding

Citation coverage

What it measures

Proportion of factual claims that carry a citation at all.

Formula

C = |{ claims with >= 1 citation }| / |factual claims|
factual claim
an assertion that could be checked against a source

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

citation_coverage()

Arrives in Phase 2.

What can go wrong

Related — Grounding family

citation_accuracy · faithfulness

RET Retrieval

Context precision

What it measures

Proportion of retrieved chunks that are actually relevant.

Formula

P(q) = |{ c in top_k(q) : grade(c) >= 2 }| / k
k
retrieval depth, recorded per run in the config

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

context_precision()

Arrives in Phase 4.

What can go wrong

Related — Retrieval family

recall_at_10 · faithfulness

CST Cost

Cost per query

What it measures

Token counts multiplied by the rates in the run config. Local models cost zero, stated openly.

Formula

cost = (in_tokens * rate_in + out_tokens * rate_out) / 1e6
rate
from configs/pricing.yaml, recorded per run
local models
0.00 by definition; hardware cost is not amortised into this number

US dollars per query. Zero for fully local runs, which is stated rather than hidden.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

Reported as a point estimate. This is a measured quantity of the run rather than a sample statistic over queries.

How this project computes it

cost_per_query()

Arrives in Phase 4.

What can go wrong

Related — Cost family

latency_p95_s

GRD Grounding

Faithfulness

What it measures

Proportion of generated claims entailed by the retrieved chunks.

Formula

F(a) = |{ claims in a entailed by context }| / |claims in a|
claims
atomic assertions extracted from the answer
entailed
judged by an LLM against a published rubric, not string match

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

faithfulness()

Arrives in Phase 4.

What can go wrong

Related — Grounding family

citation_accuracy · citation_coverage · answer_correctness

PRF Performance

p95 latency

What it measures

95th percentile end-to-end time, retrieval through verification.

Formula

p95 = quantile(latencies, 0.95) over 3 repeats per query
end-to-end
retrieval, rerank, generation, citation resolution, verification
repeats
three per query; the distribution is over all of them

Wall clock seconds. Lower is better. Machine-dependent, so it is only comparable within a run set.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

Reported as a point estimate. This is a measured quantity of the run rather than a sample statistic over queries.

How this project computes it

latency_percentiles()

Arrives in Phase 4.

What can go wrong

Related — Performance family

cost_per_query_usd

RET Retrieval

MRR@10

What it measures

Mean reciprocal rank of the first relevant chunk. Rewards getting one right answer high.

Formula

MRR@k = (1/|Q|) * sum_q 1 / rank_first_relevant(q)
rank_first_relevant(q)
1-indexed rank of the first chunk graded >= 2, or 0 contribution if none

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

mrr_at_k()

Arrives in Phase 4.

What can go wrong

Related — Retrieval family

recall_at_10 · ndcg_at_10

RET Retrieval

NDCG@10

What it measures

Discounted cumulative gain over graded relevance, normalised against the ideal ranking.

Formula

DCG@k = sum_i (2^grade(c_i) - 1) / log2(i + 1)
NDCG@k = DCG@k / IDCG@k
c_i
the chunk at rank i
IDCG@k
DCG of the best possible ordering
grade
0-3, so a 3 counts 7x a 1

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

ndcg_at_k()

Arrives in Phase 4.

What can go wrong

Related — Retrieval family

recall_at_10 · mrr_at_10

RET Retrieval

Recall@10

What it measures

Proportion of queries where at least one chunk graded 2 or higher appears in the top 10.

Formula

R@k = |{ q in Q : max grade(c) >= 2 for c in top_k(q) }| / |Q|
grade(c)
graded relevance 0-3 from the golden set
top_k(q)
the k chunks the retriever ranked highest for q
Q
the answerable query set

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

recall_at_k()

Arrives in Phase 4.

What can go wrong

Related — Retrieval family

recall_at_5 · ndcg_at_10 · mrr_at_10 · context_precision

RET Retrieval

Recall@5

What it measures

The same measure at rank 5. Harder, and more sensitive to reranking.

Formula

R@5 = |{ q in Q : max grade(c) >= 2 for c in top_5(q) }| / |Q|
top_5(q)
the five chunks ranked highest for q

Mathematical range. No typical value is stated: it would be a number with no run behind it.

Worked example

From the golden set, cross-document, query cross-document-000 — 8 human-verified judgments.

What was the total operating income for the North America segment in fiscal 2023, and which XBRL financial taxonomy members are associated with cash flow hedging using foreign exchange contracts during the same fiscal period?

  • grade 3edgar-0000829224-000082922424000057::fixed-512::00015
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00108
  • grade 3edgar-0000320187-000032018725000047::fixed-512::00183
  • grade 3edgar-0000320187-000032018724000044::fixed-512::00185
  • grade 3edgar-0000796343-000079634324000006::fixed-512::00150
  • grade 3edgar-0000796343-000079634325000004::fixed-512::00152

Confidence interval

95% interval by bootstrap resampling over 1,000 resamples of the query set. A point estimate over a few hundred queries without an interval is the first thing a reviewer attacks.

How this project computes it

recall_at_k()

Arrives in Phase 4.

What can go wrong

Related — Retrieval family

recall_at_10 · ndcg_at_10